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Banks of Gaussian Process Sensor Models for Fault Detection in Wastewater Treatment Processes
Mälardalen University, School of Business, Society and Engineering, Future Energy Center.ORCID iD: 0000-0002-3097-459x
Örebro University, Sweden. (Center for Applied Autonomous Sensor Systems)ORCID iD: 0000-0002-4651-589X
2023 (English)In: Proceedings of the 64th International Conference of Scandinavian Simulation Society, SIMS 2023 / [ed] Konstantinos G. Kyprianidis, Erik Dahlquist, Ioanna Aslanidou, Avinash Renuke, Gaurav Mirlekar, Tiina Komulainen, and Lars Eriksson, Sweden: Linkoping University Electronic Press , 2023, p. 294-301Conference paper, Published paper (Refereed)
Abstract [en]

The harsh operating environment in a wastewater treatment process (WWTP) makes sensor faults commonplace. Detecting these faults can be challenging due to the complex process dynamics, unknown inputs, and general noise in the process and measurements. Comparing sensor readings against predictions from a physics-based or data-driven model of the WWTP is a common strategy for detecting such faults. In this work sensor measurements are directly modelled using Gaussian process (GP) regression, a data-driven multivariate approach. These GP sensor models are, with a generalised product of experts, combined into a dedicated fault isolation scheme resembling traditional observer bank methods. The residuals are monitored with a multivariate exponentially weighted moving average chart which is used for fault detection and isolation. The method is evaluated using simulated data generated with the Benchmark Simulation Model No. 1 WWTP. Fault detection performance is reported using several standard metrics such as false alarms, missed detections, time to detection, and successful fault isolations, with emphasis on reporting across a wide range of sensors and faults to provide a point of comparison for future studies. The proposed approach performs well across these metrics. Given sufficient data representative of normal operation, this approach can easily be adapted across a wide variety of plant configurations and can be used to create operatorfriendly diagnostics resembling classical control charts.

Place, publisher, year, edition, pages
Sweden: Linkoping University Electronic Press , 2023. p. 294-301
Series
Linköping Electronic Conference Proceedings, ISSN 1650-3686, E-ISSN 1650-3740 ; 200
Keywords [en]
wastewater treatment, Gaussian process regression, sensor models, fault detection, fault isolation
National Category
Other Electrical Engineering, Electronic Engineering, Information Engineering
Research subject
Energy- and Environmental Engineering
Identifiers
URN: urn:nbn:se:mdh:diva-68248DOI: 10.3384/ecp200038ISBN: 978-91-8075-348-7 (print)OAI: oai:DiVA.org:mdh-68248DiVA, id: diva2:1892706
Conference
The 64th International Conference of Scandinavian Simulation Society, SIMS2023
Available from: 2024-08-27 Created: 2024-08-27 Last updated: 2026-06-12Bibliographically approved
In thesis
1. Process Supervision in Biological Wastewater Treatment: Understanding and Detecting Sensor and Process Faults
Open this publication in new window or tab >>Process Supervision in Biological Wastewater Treatment: Understanding and Detecting Sensor and Process Faults
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The municipal wastewater treatment sector is undergoing a significant transformation in the transition from traditional wastewater treatment plants to resource recovery facilities. This shift, supported by policy initiatives and targeted research efforts, necessitates advances in process supervision and control to meet new demands for resource efficiency and effluent quality. Emerging factors such as an increased interest in digitalisation and the push towards a circular society further drive these advancements. However, challenges which have historically limited developments, such as harsh operating conditions for sensors and limited implementation of supervision technologies are still critical to address in this transformation. 

To advance these developments, this research explored the impact and detection of sensor and process faults within biological wastewater treatment processes using simulation-based studies with the Benchmark Simulation Model No. 1. The effects of these faults were evaluated by observing changes in operational cost, effluent quality, and controller performance. Of the tested faults, decreases in the growth rates of the autotrophic and heterotrophic bacteria most strongly affected the performance of the process. To detect and isolate the process faults of interest, sign-based fault signatures were identified from commonly available measurements, and the identified signatures were found to be capable of fault identification. For detecting sensor faults, control chart-based methods, including the Shewhart, cumulative sum, and exponentially weighted moving average (EWMA) univariate charts, as well as the multivariate EWMA chart, were applied and compared. The EWMA-based charts showed the best performance, especially in detecting slow drift faults. 

Throughout this research, emphasis was placed on reducing monitoring requirements by identifying critical measurements for effective process fault detection, and reducing potential dependencies on hardware redundancy through improved sensor fault detection. Additionally, methods that offer easy visualisation were prioritised for their potential to enhance understanding and interpretation, in hopes of facilitating the transition from research to practical application. Looking ahead, future work should investigate the ability of these methods to handle simultaneous faults and focus on their integration into full-scale systems. 

Place, publisher, year, edition, pages
Västerås: Mälardalen University, 2024
Series
Mälardalen University Press Dissertations, ISSN 1651-4238 ; 417
Keywords
Wastewater treatment, Process supervision, Fault detection, Water resource recovery
National Category
Water Treatment
Research subject
Energy- and Environmental Engineering
Identifiers
urn:nbn:se:mdh:diva-68374 (URN)978-91-7485-678-1 (ISBN)
Public defence
2024-10-24, Kappa, Mälardalens universitet, Västerås, 09:00 (English)
Opponent
Supervisors
Available from: 2024-09-11 Created: 2024-09-09 Last updated: 2025-10-10Bibliographically approved

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Publisher's full texthttps://ecp.ep.liu.se/index.php/sims/article/view/779

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Ivan, Heidi Lynn

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