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Process Supervision in Biological Wastewater Treatment: Understanding and Detecting Sensor and Process Faults
Mälardalen University, School of Business, Society and Engineering.ORCID iD: 0000-0002-3097-459x
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The municipal wastewater treatment sector is undergoing a significant transformation in the transition from traditional wastewater treatment plants to resource recovery facilities. This shift, supported by policy initiatives and targeted research efforts, necessitates advances in process supervision and control to meet new demands for resource efficiency and effluent quality. Emerging factors such as an increased interest in digitalisation and the push towards a circular society further drive these advancements. However, challenges which have historically limited developments, such as harsh operating conditions for sensors and limited implementation of supervision technologies are still critical to address in this transformation. 

To advance these developments, this research explored the impact and detection of sensor and process faults within biological wastewater treatment processes using simulation-based studies with the Benchmark Simulation Model No. 1. The effects of these faults were evaluated by observing changes in operational cost, effluent quality, and controller performance. Of the tested faults, decreases in the growth rates of the autotrophic and heterotrophic bacteria most strongly affected the performance of the process. To detect and isolate the process faults of interest, sign-based fault signatures were identified from commonly available measurements, and the identified signatures were found to be capable of fault identification. For detecting sensor faults, control chart-based methods, including the Shewhart, cumulative sum, and exponentially weighted moving average (EWMA) univariate charts, as well as the multivariate EWMA chart, were applied and compared. The EWMA-based charts showed the best performance, especially in detecting slow drift faults. 

Throughout this research, emphasis was placed on reducing monitoring requirements by identifying critical measurements for effective process fault detection, and reducing potential dependencies on hardware redundancy through improved sensor fault detection. Additionally, methods that offer easy visualisation were prioritised for their potential to enhance understanding and interpretation, in hopes of facilitating the transition from research to practical application. Looking ahead, future work should investigate the ability of these methods to handle simultaneous faults and focus on their integration into full-scale systems. 

Place, publisher, year, edition, pages
Västerås: Mälardalen University , 2024.
Series
Mälardalen University Press Dissertations, ISSN 1651-4238 ; 417
Keywords [en]
Wastewater treatment, Process supervision, Fault detection, Water resource recovery
National Category
Water Treatment
Research subject
Energy- and Environmental Engineering
Identifiers
URN: urn:nbn:se:mdh:diva-68374ISBN: 978-91-7485-678-1 (print)OAI: oai:DiVA.org:mdh-68374DiVA, id: diva2:1895971
Public defence
2024-10-24, Kappa, Mälardalens universitet, Västerås, 09:00 (English)
Opponent
Supervisors
Available from: 2024-09-11 Created: 2024-09-09 Last updated: 2024-10-03Bibliographically approved
List of papers
1. Outlining Process Monitoring and Fault Detection in a Wastewater Treatment and Reuse System
Open this publication in new window or tab >>Outlining Process Monitoring and Fault Detection in a Wastewater Treatment and Reuse System
Show others...
2020 (English)In: European Control Conference 2020, ECC 2020, Institute of Electrical and Electronics Engineers Inc. , 2020, p. 558-563Conference paper, Published paper (Refereed)
Abstract [en]

Process control is an important part of any industrial system. In a wastewater reuse system this remains true. Process monitoring and fault detection (FD) are important to ensure that the control system has access to reliable data which can be used in making decisions about the operation of the process. The reuse scenario being considered in this work is that of utilizing the nutrients from the wastewater as fertilizer to agricultural soil along with using the water for irrigation purposes. This paper identifies variables that are important to the control of the process and should be a focus of monitoring and FD. In wastewater treatment these variables include temperatures, pressures, liquid levels, flow rates, pH, conductivity, biomass content, suspended solids concentration, dissolved oxygen content, total organic carbon, and the concentrations of nitrate and ammonium. The variables of interest in the reuse of nutrients and water for agriculture include soil moisture, ambient conditions, plant height, biomass content, photosynthetic activity of the crop, leaf area and leaf water content, as well as the concentrations of several ions both in the soil and in the plant. Challenges associated with process monitoring and FD specific to the two processes are also discussed, examples of these are the high dimensionality of the problem, the harsh conditions that sensors must operate in and the non-linear relationships between variables. This information will be used in future work when comparing specific FD methods to ensure that methods chosen are capable of overcoming the commonly encountered problems.

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers Inc., 2020
Keywords
Access control, Agricultural robots, Agriculture, Biochemical oxygen demand, Dissolved oxygen, Fault detection, Finite difference method, Nitrogen removal, Nutrients, Organic carbon, Process monitoring, Soil moisture, Wastewater reclamation, Wastewater treatment, Water conservation, Water content, Ambient conditions, Dissolved oxygen contents, High dimensionality, Non-linear relationships, Photosynthetic activity, Total Organic Carbon, Wastewater reuse system, Wastewater treatment and reuse, Process control
National Category
Energy Engineering
Identifiers
urn:nbn:se:mdh:diva-52658 (URN)000613138000098 ()2-s2.0-85090125781 (Scopus ID)9783907144015 (ISBN)
Conference
18th European Control Conference, ECC 2020; Saint Petersburg; Russian Federation; 12 May 2020 through 15 May 2020; Category numberCFP1990U-USB; Code 161942
Available from: 2020-11-19 Created: 2020-11-19 Last updated: 2024-09-09Bibliographically approved
2. Exploring the effects of faults on the performance of a biological wastewater treatment process
Open this publication in new window or tab >>Exploring the effects of faults on the performance of a biological wastewater treatment process
2024 (English)In: Water Science and Technology, ISSN 0273-1223, E-ISSN 1996-9732, Vol. 90, no 2, p. 474-489Article in journal (Refereed) Published
Abstract [en]

To prioritise which faults should be detected in a biological wastewater treatment process, and with what level of urgency, it is necessary to understand the effect that they have on the process. Using the Benchmark Simulation Model No. 1 and 2. (BSM1 and BSM2), several process and sensor faults were considered and their impacts on various cost, quality, and controller performance evaluation metrics analysed. Both the cost of treating the wastewater and the quality of the effluent were impacted in varying degrees of severity by the faults tested. The most influential faults in both models were decreases to autotrophic and heterotrophic growth rates, decreases to the heterotrophic death rate, and the inhabitation fault. It was shown that only larger fault sizes were significant, and the required speed of detection is dependent on the fault profile. Prioritising detection of the most influential faults was shown to have significant effects on monitoring requirements for fault detection and the subsequent complexity required of a fault detection system. A valuable takeaway was the similarity of results from BSM1 and BSM2; the consistency of the influential process faults suggests that systems that can be described by these models are likely affected by the same faults.

Place, publisher, year, edition, pages
IWA Publishing, 2024
Keywords
activated sludge process, biological wastewater treatment, process faults, process performance, sensor faults
National Category
Other Electrical Engineering, Electronic Engineering, Information Engineering
Identifiers
urn:nbn:se:mdh:diva-68038 (URN)10.2166/wst.2024.213 (DOI)001258283200001 ()2-s2.0-85200133883 (Scopus ID)
Available from: 2024-07-12 Created: 2024-07-12 Last updated: 2024-09-09Bibliographically approved
3. Detectability of Fault Signatures in a Wastewater Treatment Process
Open this publication in new window or tab >>Detectability of Fault Signatures in a Wastewater Treatment Process
2022 (English)In: Proceedings of The First SIMS EUROSIM Conference on Modelling and Simulation, SIMS EUROSIM 2021, and 62nd International Conference of Scandinavian Simulation Society, SIMS 2021 / [ed] Esko Juuso, Bernt Lie, Erik Dahlquist and Jari Ruuska, 2022, p. 418-423Conference paper, Published paper (Refereed)
Abstract [en]

In a wastewater treatment plant reliable fault detection is an integral component of process supervision and ensuring safe operation of the process. Detecting and isolating process faults requires that sensors in the process can be used to uniquely identify such faults. However, sensors in the wastewater treatment process operate in hostile environments and often require expensive equipment and maintenance. This work addresses this problem by identifying a minimal set of sensors which can detect and isolate these faults in the Benchmark Simulation Model No. 1.Residual-based fault signatures are used to determine this sensor set using a graph-based approach; these fault signatures can be used in future work developing fault detection methods. It is recommended that further work investigate what sizes of faults are critical to detect based on their potential effects on the process, as well as ways to select an optimal sensor set from multiple valid configurations.

Series
Linköping Electronic Conference Proceedings, ISSN 1650-3686, E-ISSN 1650-3740 ; 185
Keywords
fault detection, wastewater treatment, detectability, isolation
National Category
Other Electrical Engineering, Electronic Engineering, Information Engineering
Identifiers
urn:nbn:se:mdh:diva-58336 (URN)10.3384/ecp21185418 (DOI)978-91-7929-219-5 (ISBN)
Conference
The First SIMS EUROSIM Conference on Modelling and Simulation, SIMS EUROSIM 2021, and 62nd International Conference of Scandinavian Simulation Society, SIMS 2021, September 21-23, Virtual Conference, Finland
Available from: 2022-05-31 Created: 2022-05-31 Last updated: 2024-09-09Bibliographically approved
4. Comparing statistical process control charts for fault detection in wastewater treatment
Open this publication in new window or tab >>Comparing statistical process control charts for fault detection in wastewater treatment
2022 (English)In: Water Science and Technology, ISSN 0273-1223, E-ISSN 1996-9732, Vol. 85, no 4, p. 1250-1262Article in journal (Refereed) Published
Abstract [en]

Fault detection is an important part of process supervision, especially in processes where there are strict requirements on the process outputs like in wastewater treatment. Statistical control charts such as Shewhart charts, cumulative sum (CUSUM) charts, and exponentially weighted moving average (EWMA) charts are common univariate fault detection methods. These methods have different strengths and weaknesses that are dependent on the characteristics of the fault. To account for this the methods in their base forms were tested with drift and bias sensor faults of different sizes to determine the overall performance of each method. Additionally, the faults were detected using two different sensors in the system to see how the presence of active process control influenced fault detectability. The EWMA method performed best for both fault types, specifically the drift faults, with a low false alarm rate and good detection time in comparison to the other methods. It was shown that decreasing the detection time can effectively reduce excess energy consumption caused by sensor faults. Additionally, it was shown that monitoring a manipulated variable has advantages over monitoring a controlled variable as setpoint tracking hides faults on controlled variables; lower missed detection rates are observed using manipulated variables.

Place, publisher, year, edition, pages
IWA Publishing, 2022
National Category
Electrical Engineering, Electronic Engineering, Information Engineering
Identifiers
urn:nbn:se:mdh:diva-57426 (URN)10.2166/wst.2022.037 (DOI)000750196900001 ()2-s2.0-85125628411 (Scopus ID)
Available from: 2022-02-16 Created: 2022-02-16 Last updated: 2024-09-09Bibliographically approved
5. Banks of Gaussian Process Sensor Models for Fault Detection in Wastewater Treatment Processes
Open this publication in new window or tab >>Banks of Gaussian Process Sensor Models for Fault Detection in Wastewater Treatment Processes
2023 (English)In: Proceedings of the 64th International Conference of Scandinavian Simulation Society, SIMS 2023 / [ed] Konstantinos G. Kyprianidis, Erik Dahlquist, Ioanna Aslanidou, Avinash Renuke, Gaurav Mirlekar, Tiina Komulainen, and Lars Eriksson, Sweden, 2023, p. 294-301Conference paper, Published paper (Refereed)
Abstract [en]

The harsh operating environment in a wastewater treatment process (WWTP) makes sensor faults commonplace. Detecting these faults can be challenging due to the complex process dynamics, unknown inputs, and general noise in the process and measurements. Comparing sensor readings against predictions from a physics-based or data-driven model of the WWTP is a common strategy for detecting such faults. In this work sensor measurements are directly modelled using Gaussian process (GP) regression, a data-driven multivariate approach. These GP sensor models are, with a generalised product of experts, combined into a dedicated fault isolation scheme resembling traditional observer bank methods. The residuals are monitored with a multivariate exponentially weighted moving average chart which is used for fault detection and isolation. The method is evaluated using simulated data generated with the Benchmark Simulation Model No. 1 WWTP. Fault detection performance is reported using several standard metrics such as false alarms, missed detections, time to detection, and successful fault isolations, with emphasis on reporting across a wide range of sensors and faults to provide a point of comparison for future studies. The proposed approach performs well across these metrics. Given sufficient data representative of normal operation, this approach can easily be adapted across a wide variety of plant configurations and can be used to create operatorfriendly diagnostics resembling classical control charts.

Place, publisher, year, edition, pages
Sweden: , 2023
Series
Linköping Electronic Conference Proceedings, ISSN 1650-3686, E-ISSN 1650-3740 ; 200
Keywords
wastewater treatment, Gaussian process regression, sensor models, fault detection, fault isolation
National Category
Other Electrical Engineering, Electronic Engineering, Information Engineering
Research subject
Energy- and Environmental Engineering
Identifiers
urn:nbn:se:mdh:diva-68248 (URN)10.3384/ecp200038 (DOI)978-91-8075-348-7 (ISBN)
Conference
The 64th International Conference of Scandinavian Simulation Society, SIMS2023
Available from: 2024-08-27 Created: 2024-08-27 Last updated: 2024-09-09

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Ivan, Heidi Lynn

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123451 of 5
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