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Balancing Privacy and Performance in Emerging Applications of Federated Learning
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems. RISE Research Institutes of Sweden.
2023 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

Federated Learning (FL) has emerged as a novel paradigm within machine learning (ML) that allows multiple devices to collaboratively train a shared ML model without sharing their private data with a central server. FL has gained popularity across various applications by eliminating the necessity for centralized data storage, thereby improving the confidentiality of sensitive information. Among the new FL applications, this thesis focuses on Speech Emotion Recognition (SER), which involves the analysis of audio signals from human speech to identify patterns and classify the conveyed emotions. When SER is implemented within a FL framework, even though speech data remains on local devices, new privacy challenges emerge during the training phase and the exchange of SER model update parameters between servers and clients. These challenges encompass the potential for privacy leakage and adversarial attacks, including model inversion attacks and membership or property inference attacks, which can be conducted by unauthorized or malicious parties to exploit the shared SER model, compromising client data confidentiality and revealing sensitive information.

While several privacy-preserving solutions have been developed to mitigate potential breaches in FL architectures, those are too generic to be easily integrated into specific applications. Furthermore, incorporating existing privacy-preserving mechanisms into the FL framework can increase communication and computational overheads, which may, in turn, compromise data utility and learning performance.

This thesis aims to propose privacy-preserving methods in FL for emerging security-critical applications such as SER while addressing the challenges related to their effect on performance. First, we categorize and analyze recent research on privacy-preserving mechanisms in FL, with a focus on assessing their effects on FL performance and how to balance privacy and performance across various applications. Second, we design an optimized FL setup tailored to SER applications in order to evaluate effects on performance and overhead. Third, we design and develop privacy-preserving mechanisms within FL to safeguard against potential privacy threats while ensuring the confidentiality of clients' data. Finally, we propose and evaluate new methods for FL in SER and integrate them with appropriate privacy-preserving mechanisms to achieve an optimal balance of privacy with efficiency, accuracy, as well as communication and computation overhead.

Place, publisher, year, edition, pages
Västerås: Mälardalens universitet, 2023.
Series
Mälardalen University Press Licentiate Theses, ISSN 1651-9256 ; 349
National Category
Computer Sciences
Research subject
Computer Science
Identifiers
URN: urn:nbn:se:mdh:diva-64679ISBN: 978-91-7485-621-7 (print)OAI: oai:DiVA.org:mdh-64679DiVA, id: diva2:1810060
Presentation
2023-12-14, Paros, Mälardalens universitet, Västerås, 13:00 (English)
Opponent
Supervisors
Available from: 2023-11-07 Created: 2023-11-06 Last updated: 2023-11-23Bibliographically approved
List of papers
1. Secure and Efficient Federated Learning by Combining Homomorphic Encryption and Gradient Pruning in Speech Emotion Recognition
Open this publication in new window or tab >>Secure and Efficient Federated Learning by Combining Homomorphic Encryption and Gradient Pruning in Speech Emotion Recognition
2023 (English)In: International Conference on Information Security Practice and Experience, Springer Berlin/Heidelberg, 2023, p. 1-16Conference paper, Published paper (Refereed)
Abstract [en]

Speech Emotion Recognition (SER) detects human emotions expressed in spoken language. SER is highly valuable in diverse fields; however, privacy concerns arise when analyzing speech data, as it reveals sensitive information like biometric identity. To address this, Federated Learning (FL) has been developed, allowing models to be trained locally and just sharing model parameters with servers. However, FL introduces new privacy concerns when transmitting local model parameters between clients and servers, as third parties could exploit these parameters and disclose sensitive information. In this paper, we introduce a novel approach called Secure and Efficient Federated Learning (SEFL) for SER applications. Our proposed method combines Paillier homomorphic encryption (PHE) with a novel gradient pruning technique. This approach enhances privacy and maintains confidentiality in FL setups for SER applications while minimizing communication and computation overhead and ensuring model accuracy. As far as we know, this is the first paper that implements PHE in FL setup for SER applications. Using a public SER dataset, we evaluated the SEFL method. Results show substantial efficiency gains with a key size of 1024, reducing computation time by up to 25% and communication traffic by up to 70%. Importantly, these improvements have minimal impact on accuracy, effectively meeting the requirements of SER applications. 

Place, publisher, year, edition, pages
Springer Berlin/Heidelberg, 2023
Series
Lecture Notes in Computer Science, ISSN 0302-9743, E-ISSN 1611-3349
National Category
Computer Sciences
Identifiers
urn:nbn:se:mdh:diva-64365 (URN)10.1007/978-981-99-7032-2_1 (DOI)001166763200001 ()9789819970315 (ISBN)
Conference
18th International Conference on Information Security Practice and Experience
Available from: 2023-09-26 Created: 2023-09-26 Last updated: 2024-12-20Bibliographically approved
2. Optimized Paillier Homomorphic Encryption in Federated Learning for Speech Emotion Recognition
Open this publication in new window or tab >>Optimized Paillier Homomorphic Encryption in Federated Learning for Speech Emotion Recognition
2023 (English)In: Proc Int Comput Software Appl Conf, IEEE Computer Society , 2023, p. 1021-1022Conference paper, Published paper (Refereed)
Abstract [en]

Context: Federated Learning is an approach to distributed machine learning that enables collaborative model training on end devices. FL enhances privacy as devices only share local model parameters instead of raw data with a central server. However, the central server or eavesdroppers could extract sensitive information from these shared parameters. This issue is crucial in applications like speech emotion recognition (SER) that deal with personal voice data. To address this, we propose Optimized Paillier Homomorphic Encryption (OPHE) for SER applications in FL. Paillier homomorphic encryption enables computations on ciphertext, preserving privacy but with high computation and communication overhead. The proposed OPHE method can reduce this overhead by combing Paillier homomorphic encryption with pruning. So, we employ OPHE in one of the use cases of a large research project (DAIS) funded by the European Commission using a public SER dataset.

Place, publisher, year, edition, pages
IEEE Computer Society, 2023
Keywords
Federated Learning, Homomorphic Encryption, Privacy-preserving Mechanism, Speech Emotion Recognition, Emotion Recognition, Large dataset, Learning systems, Privacy-preserving techniques, Sensitive data, Central servers, Collaborative modeling, Distributed machine learning, Ho-momorphic encryptions, Homomorphic-encryptions, Model training, Privacy preserving, Speech recognition
National Category
Computer Sciences
Identifiers
urn:nbn:se:mdh:diva-64184 (URN)10.1109/COMPSAC57700.2023.00156 (DOI)001046484100146 ()2-s2.0-85168914023 (Scopus ID)9798350326970 (ISBN)
Conference
Proceedings - International Computer Software and Applications Conference
Available from: 2023-09-06 Created: 2023-09-06 Last updated: 2023-11-06Bibliographically approved
3. Balancing Privacy and Accuracy in Federated Learning for Speech Emotion Recognition
Open this publication in new window or tab >>Balancing Privacy and Accuracy in Federated Learning for Speech Emotion Recognition
Show others...
2023 (English)In: Proceedings of the 18th Conference on Computer Science and Intelligence Systems, Institute of Electrical and Electronics Engineers (IEEE), 2023, p. 191-200Conference paper, Published paper (Refereed)
Abstract [en]

Speech Emotion Recognition (SER) is a valuable technology that identifies human emotions from spoken language, enabling the development of context-aware and personalized intelligent systems. To protect user privacy, Federated Learning (FL) has been introduced, enabling local training of models on user devices. However, FL raises concerns about the potential exposure of sensitive information from local model parameters, which is especially critical in applications like SER that involve personal voice data. Local Differential Privacy (LDP) has been successful in preventing privacy leaks in image and video data. However, it encounters notable accuracy degradation when applied to speech data, especially in the presence of high noise levels. In this paper, we propose an approach called LDP-FL with CSS, which combines LDP with a novel client selection strategy (CSS). By leveraging CSS, we aim to improve the representatives of updates and mitigate the adverse effects of noise on SER accuracy while ensuring client privacy through LDP. Furthermore, we conducted model inversion attacks to evaluate the robustness of LDP-FL in preserving privacy. These attacks involved an adversary attempting to reconstruct individuals' voice samples using the output labels provided by the SER model. The evaluation results reveal that LDP-FL with CSS achieved an accuracy of 65-70%, which is 4% lower than the initial SER model accuracy. Furthermore, LDP-FL demonstrated exceptional resilience against model inversion attacks, outperforming the non-LDP method by a factor of 10. Overall, our analysis emphasizes the importance of achieving a balance between privacy and accuracy in accordance with the requirements of the SER application

Place, publisher, year, edition, pages
Institute of Electrical and Electronics Engineers (IEEE), 2023
National Category
Computer Sciences
Identifiers
urn:nbn:se:mdh:diva-64364 (URN)10.15439/2023F444 (DOI)2-s2.0-85179177296 (Scopus ID)9788396744784 (ISBN)
Conference
18th Conference on Computer Science and Intelligence Systems, September 17–20, 2023. Warsaw, Poland
Available from: 2023-09-26 Created: 2023-09-26 Last updated: 2023-12-20Bibliographically approved
4. Balancing Privacy and Performance in Federated Learning: a Systematic Literature Review on Methods and Metrics
Open this publication in new window or tab >>Balancing Privacy and Performance in Federated Learning: a Systematic Literature Review on Methods and Metrics
2024 (English)In: Journal of Parallel and Distributed Computing, ISSN 0743-7315, E-ISSN 1096-0848, Vol. 192Article in journal (Refereed) Submitted
Abstract [en]

Federated Learning (FL) has emerged as a novel paradigm in the area of Artificial Intelligence (AI), emphasizing decentralized data utilization and bringing learning to the edge or directly on-device. While this approach eliminates the need for data centralization, ensuring enhanced privacy and protection of sensitive information, it is not without challenges. Particularly during the training phase and the exchange of model update parameters between servers and clients, new privacy challenges have arisen. While several privacy-preserving FL solutions have been developed to mitigate potential breaches in FL architectures, their integration poses its own set of challenges. Incorporating these privacy-preserving mechanisms into FL at the edge computing level can increase both communication and computational overheads, which may, in turn, compromise data utility and learning performance metrics. This paper provides a systematic literature review on essential methods and metrics to support the most appropriate trade-offs between FL privacy and other performance-related application requirements such as accuracy, loss, convergence time, utility, communication, and computation overhead. We aim to provide an extensive overview of recent privacy-preserving mechanisms in FL used across various applications, placing a particular focus on quantitative privacy assessment approaches in FL and the necessity of achieving a balance between privacy and the other requirements of real-world FL applications. This review collects, classifies, and discusses relevant papers in a structured manner, emphasizing challenges, open issues, and promising research directions. 

Place, publisher, year, edition, pages
Academic Press Inc., 2024
Keywords
Cybersecurity, Distributed artificial intelligence, Federated learning, Performance evaluation, Trustworthiness
National Category
Computer Sciences
Identifiers
urn:nbn:se:mdh:diva-64363 (URN)10.1016/j.jpdc.2024.104918 (DOI)001246744100001 ()2-s2.0-85194089881 (Scopus ID)
Available from: 2023-09-26 Created: 2023-09-26 Last updated: 2024-07-03Bibliographically approved
5. Hyperparameters Optimization for Federated Learning System: Speech Emotion Recognition Case Study
Open this publication in new window or tab >>Hyperparameters Optimization for Federated Learning System: Speech Emotion Recognition Case Study
2023 (English)Conference paper, Published paper (Refereed)
Abstract [en]

Federated Learning (FL) has emerged as a promising, massively distributed way to train a joint deep model across numerous edge devices, ensuring user data privacy by retaining it on the device. In FL, Hyperparameters (HP) significantly affect the training overhead regarding computation and transmission time, computation and transmission load, as well as model accuracy. This paper presents a novel approach where Hyperparameters Optimization (HPO) is used to optimize the performance of the FL model for Speech Emotion Recognition (SER) application. To solve this problem, both Single-Objective Optimization (SOO) and Multi-Objective Optimization (MOO) models are developed and evaluated. The optimization model includes two objectives: accuracy and total execution time. Numerical results show that optimal Hyperparameters (HP) settings allow for improving both the accuracy of the model and its computation time. The proposed method assists FL system designers in finding optimal parameters setup, allowing them to carry out model design and development efficiently depending on their goals. 

National Category
Computer Sciences
Identifiers
urn:nbn:se:mdh:diva-64361 (URN)001103180200011 ()9798350316971 (ISBN)9798350316988 (ISBN)
Conference
The Eighth IEEE International Conference on Fog and Mobile Edge Computing, FMEC 2023,Tartu, Estonia. September 18-20, 2023
Available from: 2023-09-26 Created: 2023-09-26 Last updated: 2024-12-04Bibliographically approved

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Mohammadi, Samaneh

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