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Balancing Privacy and Performance in Federated Learning: a Systematic Literature Review on Methods and Metrics
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems.
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems.
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems.
Mälardalen University, School of Innovation, Design and Engineering, Innovation and Product Realisation.ORCID iD: 0000-0002-2833-7196
2024 (English)In: Journal of Parallel and Distributed Computing, ISSN 0743-7315, E-ISSN 1096-0848, Vol. 192Article in journal (Refereed) Submitted
Abstract [en]

Federated Learning (FL) has emerged as a novel paradigm in the area of Artificial Intelligence (AI), emphasizing decentralized data utilization and bringing learning to the edge or directly on-device. While this approach eliminates the need for data centralization, ensuring enhanced privacy and protection of sensitive information, it is not without challenges. Particularly during the training phase and the exchange of model update parameters between servers and clients, new privacy challenges have arisen. While several privacy-preserving FL solutions have been developed to mitigate potential breaches in FL architectures, their integration poses its own set of challenges. Incorporating these privacy-preserving mechanisms into FL at the edge computing level can increase both communication and computational overheads, which may, in turn, compromise data utility and learning performance metrics. This paper provides a systematic literature review on essential methods and metrics to support the most appropriate trade-offs between FL privacy and other performance-related application requirements such as accuracy, loss, convergence time, utility, communication, and computation overhead. We aim to provide an extensive overview of recent privacy-preserving mechanisms in FL used across various applications, placing a particular focus on quantitative privacy assessment approaches in FL and the necessity of achieving a balance between privacy and the other requirements of real-world FL applications. This review collects, classifies, and discusses relevant papers in a structured manner, emphasizing challenges, open issues, and promising research directions. 

Place, publisher, year, edition, pages
Academic Press Inc. , 2024. Vol. 192
Keywords [en]
Cybersecurity, Distributed artificial intelligence, Federated learning, Performance evaluation, Trustworthiness
National Category
Computer Sciences
Identifiers
URN: urn:nbn:se:mdh:diva-64363DOI: 10.1016/j.jpdc.2024.104918ISI: 001246744100001Scopus ID: 2-s2.0-85194089881OAI: oai:DiVA.org:mdh-64363DiVA, id: diva2:1800430
Available from: 2023-09-26 Created: 2023-09-26 Last updated: 2024-07-03Bibliographically approved
In thesis
1. Balancing Privacy and Performance in Emerging Applications of Federated Learning
Open this publication in new window or tab >>Balancing Privacy and Performance in Emerging Applications of Federated Learning
2023 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

Federated Learning (FL) has emerged as a novel paradigm within machine learning (ML) that allows multiple devices to collaboratively train a shared ML model without sharing their private data with a central server. FL has gained popularity across various applications by eliminating the necessity for centralized data storage, thereby improving the confidentiality of sensitive information. Among the new FL applications, this thesis focuses on Speech Emotion Recognition (SER), which involves the analysis of audio signals from human speech to identify patterns and classify the conveyed emotions. When SER is implemented within a FL framework, even though speech data remains on local devices, new privacy challenges emerge during the training phase and the exchange of SER model update parameters between servers and clients. These challenges encompass the potential for privacy leakage and adversarial attacks, including model inversion attacks and membership or property inference attacks, which can be conducted by unauthorized or malicious parties to exploit the shared SER model, compromising client data confidentiality and revealing sensitive information.

While several privacy-preserving solutions have been developed to mitigate potential breaches in FL architectures, those are too generic to be easily integrated into specific applications. Furthermore, incorporating existing privacy-preserving mechanisms into the FL framework can increase communication and computational overheads, which may, in turn, compromise data utility and learning performance.

This thesis aims to propose privacy-preserving methods in FL for emerging security-critical applications such as SER while addressing the challenges related to their effect on performance. First, we categorize and analyze recent research on privacy-preserving mechanisms in FL, with a focus on assessing their effects on FL performance and how to balance privacy and performance across various applications. Second, we design an optimized FL setup tailored to SER applications in order to evaluate effects on performance and overhead. Third, we design and develop privacy-preserving mechanisms within FL to safeguard against potential privacy threats while ensuring the confidentiality of clients' data. Finally, we propose and evaluate new methods for FL in SER and integrate them with appropriate privacy-preserving mechanisms to achieve an optimal balance of privacy with efficiency, accuracy, as well as communication and computation overhead.

Place, publisher, year, edition, pages
Västerås: Mälardalens universitet, 2023
Series
Mälardalen University Press Licentiate Theses, ISSN 1651-9256 ; 349
National Category
Computer Sciences
Research subject
Computer Science
Identifiers
urn:nbn:se:mdh:diva-64679 (URN)978-91-7485-621-7 (ISBN)
Presentation
2023-12-14, Paros, Mälardalens universitet, Västerås, 13:00 (English)
Opponent
Supervisors
Available from: 2023-11-07 Created: 2023-11-06 Last updated: 2023-11-23Bibliographically approved

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Mohammadi, SamanehBalador, AliSinaei, SimaFlammini, Francesco

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