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Local and Global Interpretability Using Mutual Information in Explainable Artificial Intelligence
Mälardalen University, School of Innovation, Design and Engineering.ORCID iD: 0000-0003-0730-4405
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems.ORCID iD: 0000-0003-3802-4721
Mälardalen University, School of Innovation, Design and Engineering, Embedded Systems.ORCID iD: 0000-0002-1212-7637
2021 (English)In: 2021 8TH INTERNATIONAL CONFERENCE ON SOFT COMPUTING & MACHINE INTELLIGENCE (ISCMI 2021), IEEE, 2021, p. 191-195Conference paper, Published paper (Refereed)
Abstract [en]

Numerous studies have exploited the potential of Artificial Intelligence (AI) and Machine Learning (ML) models to develop intelligent systems in diverse domains for complex tasks, such as analysing data, extracting features, prediction, recommendation etc. However, presently these systems embrace acceptability issues from the end-users. The models deployed at the back of the systems mostly analyse the correlations or dependencies between the input and output to uncover the important characteristics of the input features, but they lack explainability and interpretability that causing the acceptability issues of intelligent systems and raising the research domain of eXplainable Artificial Intelligence (XAI). In this study, to overcome these shortcomings, a hybrid XAI approach is developed to explain an AI/ML model's inference mechanism as well as the final outcome. The overall approach comprises of 1) a convolutional encoder that extracts deep features from the data and computes their relevancy with features extracted using domain knowledge, 2) a model for classifying data points using the features from autoencoder, and 3) a process of explaining the model's working procedure and decisions using mutual information to provide global and local interpretability. To demonstrate and validate the proposed approach, experimentation was performed using an electroencephalography dataset from road safety to classify drivers' in-vehicle mental workload. The outcome of the experiment was found to be promising that produced a Support Vector Machine classifier for mental workload with approximately 89% performance accuracy. Moreover, the proposed approach can also provide an explanation for the classifier model's behaviour and decisions with the combined illustration of Shapely values and mutual information.

Place, publisher, year, edition, pages
IEEE, 2021. p. 191-195
National Category
Computer and Information Sciences
Identifiers
URN: urn:nbn:se:mdh:diva-57425DOI: 10.1109/ISCMI53840.2021.9654898ISI: 000750613100034Scopus ID: 2-s2.0-85124424608ISBN: 9781728186832 (electronic)OAI: oai:DiVA.org:mdh-57425DiVA, id: diva2:1638348
Conference
8th International Conference on Soft Computing & Machine Intelligence (ISCMI), NOV 26-27 2021, Cairo, Egypt
Available from: 2022-02-16 Created: 2022-02-16 Last updated: 2024-04-15Bibliographically approved
In thesis
1. Explainable Artificial Intelligence for Enhancing Transparency in Decision Support Systems
Open this publication in new window or tab >>Explainable Artificial Intelligence for Enhancing Transparency in Decision Support Systems
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Artificial Intelligence (AI) is recognized as advanced technology that assist in decision-making processes with high accuracy and precision. However, many AI models are generally appraised as black boxes due to their reliance on complex inference mechanisms.  The intricacies of how and why these AI models reach a decision are often not comprehensible to human users, resulting in concerns about the acceptability of their decisions. Previous studies have shown that the lack of associated explanation in a human-understandable form makes the decisions unacceptable to end-users. Here, the research domain of Explainable AI (XAI) provides a wide range of methods with the common theme of investigating how AI models reach to a decision or explain it. These explanation methods aim to enhance transparency in Decision Support Systems (DSS), particularly crucial in safety-critical domains like Road Safety (RS) and Air Traffic Flow Management (ATFM). Despite ongoing developments, DSSs are still in the evolving phase for safety-critical applications. Improved transparency, facilitated by XAI, emerges as a key enabler for making these systems operationally viable in real-world applications, addressing acceptability and trust issues. Besides, certification authorities are less likely to approve the systems for general use following the current mandate of Right to Explanation from the European Commission and similar directives from organisations across the world. This urge to permeate the prevailing systems with explanations paves the way for research studies on XAI concentric to DSSs.

To this end, this thesis work primarily developed explainable models for the application domains of RS and ATFM. Particularly, explainable models are developed for assessing drivers' in-vehicle mental workload and driving behaviour through classification and regression tasks. In addition, a novel method is proposed for generating a hybrid feature set from vehicular and electroencephalography (EEG) signals using mutual information (MI). The use of this feature set is successfully demonstrated to reduce the efforts required for complex computations of EEG feature extraction.  The concept of MI was further utilized in generating human-understandable explanations of mental workload classification. For the domain of ATFM, an explainable model for flight take-off time delay prediction from historical flight data is developed and presented in this thesis. The gained insights through the development and evaluation of the explainable applications for the two domains underscore the need for further research on the advancement of XAI methods.

In this doctoral research, the explainable applications for the DSSs are developed with the additive feature attribution (AFA) methods, a class of XAI methods that are popular in current XAI research. Nevertheless, there are several sources from the literature that assert that feature attribution methods often yield inconsistent results that need plausible evaluation. However, the existing body of literature on evaluation techniques is still immature offering numerous suggested approaches without a standardized consensus on their optimal application in various scenarios. To address this issue, comprehensive evaluation criteria are also developed for AFA methods as the literature on XAI suggests. The proposed evaluation process considers the underlying characteristics of the data and utilizes the additive form of Case-based Reasoning, namely AddCBR. The AddCBR is proposed in this thesis and is demonstrated to complement the evaluation process as the baseline to compare the feature attributions produced by the AFA methods. Apart from generating an explanation with feature attribution, this thesis work also proposes the iXGB-interpretable XGBoost. iXGB generates decision rules and counterfactuals to support the output of an XGBoost model thus improving its interpretability. From the functional evaluation, iXGB demonstrates the potential to be used for interpreting arbitrary tree-ensemble methods.

In essence, this doctoral thesis initially contributes to the development of ideally evaluated explainable models tailored for two distinct safety-critical domains. The aim is to augment transparency within the corresponding DSSs. Additionally, the thesis introduces novel methods for generating more comprehensible explanations in different forms, surpassing existing approaches. It also showcases a robust evaluation approach for XAI methods.

Place, publisher, year, edition, pages
Västerås: Mälardalen university, 2024
Series
Mälardalen University Press Dissertations, ISSN 1651-4238 ; 397
National Category
Computer Sciences
Research subject
Computer Science
Identifiers
urn:nbn:se:mdh:diva-64909 (URN)978-91-7485-626-2 (ISBN)
Public defence
2024-01-30, Gamma, Mälardalens universitet, Västerås, 13:15 (English)
Opponent
Supervisors
Available from: 2023-12-04 Created: 2023-12-01 Last updated: 2024-01-09Bibliographically approved

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Islam, Mir RiyanulAhmed, Mobyen UddinBegum, Shahina

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